NEAL PATRICK BURGESS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 550 N POPLAR, CASPER, WY, 82601.
NEAL PATRICK BURGESS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 22, 2011
Disclosure History
NEAL PATRICK BURGESS has 2 Disclosure Event(s).
Date: February 19, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE TERMS OF A MARKET LINKED CD WERE MISREPRESENTED, AND HE ALSO CLAIMED THERE WAS A DELAY IN THE INVESTMENT OF A PORTION OF HIS DEPOSITED FUNDS. (07/31/2009) Damage Amount Requested: $11,593.03
Date: August 29, 2003 Category: Customer Dispute Allegations: CLIENT'S ATTORNEY ALLEGES THAT RR MADE MATERIAL MISREPRESENTATIONS AS TO THE NATURE AND CHARACTER OF TWO FUNDS PURCHASED ON JUNE 10, 2003 AND JUNE 25, 2003. Damage Amount Requested: $5,000.00
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