NEAL AARON SLAFSKY is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 100 SE THIRD AVE STE 1910, SUITE 1910, FORT LAUDERDALE, FL, 33394.
NEAL AARON SLAFSKY has worked at CETERA ADVISOR NETWORKS LLC since October 25, 2017
Disclosure History
NEAL AARON SLAFSKY has 2 Disclosure Event(s).
Date: August 24, 2012 Category: Customer Dispute Allegations: CUSTOMER IS UNHAPPY WITH THE PERFORMANCE OF AN ANNUITY ALGORITHM, AND HAS REQUESTED THAT THE SURRENDER CHARGE BE WAIVED. Damage Amount Requested: $77,500.00 Broker Comment: CUSTOMER'S INVESTMENT IN THIS ANNUITY. THE CUSTOMER WAS REFUNDED HIS ENTIRE PURCHASE AMOUNT AND THE TRANSACTION WAS REMOVED FROM THE CUSTOMER ACCOUNT.
Date: August 24, 2012 Category: Customer Dispute Allegations: CUSTOMER IS UNHAPPY WITH THE PERFORMANCE OF AN ALGORITH GOVERNING AN ANNUITY AND HAS REQUESTED THAT THE SURRENDER CHARGE BE WAIVED. Damage Amount Requested: $47,500.00 Broker Comment: PRUDENTIAL SECURITIES AGREED TO RESCIND/CANCEL THE CUSTOMER'S INVESTMENT IN THIS ANNUITY. THE CUSTOMER WAS REFUNDED HIS ENTIRE PURCHASE AMOUNT AND THE TRANSACTION WAS REMOVED FROM THE CUSTOMER ACCOUNT.
More Information
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