NEAL ROBERT SMITH is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at Wells Fargo Center/ 440 Monticello Avenue, Suite 2000, NORFOLK, VA, 23510.
NEAL ROBERT SMITH has worked at UBS FINANCIAL SERVICES INC. since November 20, 2012
Disclosure History
NEAL ROBERT SMITH has 1 Disclosure Event(s).
Date: June 11, 1998 Category: Criminal Charges: PETTY LARCENY Disposition: Dismissed Broker Comment: ANOTHER INDIVIDUAL COMMITTED THE CRIME OF WHICH I WAS UNAWARE OF UNTIL AFTER THE FACT. THE CASE WAS EVENTUALLY DISMISSED AND THE RECORDS HAVE SINCE BEEN DESTROYED. UBS HAS A CERTIFIED LETTER FROM THE COURT HOUSE EXPLAINING THE DESTRUCTIONS OF RECORDS POLICY.
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