NEIL JOHN BROOKES

NEIL JOHN BROOKES is currently employed as a Broker and/or Investment Adviser at BLUEFIN TRADING, LLC located at 3 PARK AVENUE, 37TH FLOOR, NEW YORK, NY, 10016.

NEIL JOHN BROOKES has worked at BLUEFIN TRADING, LLC since March 05, 2014

Disclosure History

NEIL JOHN BROOKES has 2 Disclosure Event(s).

Date: December 23, 2011
Category: Regulatory

Date: February 01, 2010
Category: Employment Separation After Allegations
Firm Name: INFINIUM CAPITAL MANAGEMENT
Termination Type: Discharged
Allegations: CREATED AN ALGORITHM THAT SENT ERRONEOUS ORDERS AFTER INFINIUM SAFETY SYSTEM FAILED.

More Information

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