NEIL EDWARD CALLAHAN is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 38 EASTWOOD DRIVE, SUITE 400, SOUTH BURLINGTON, VT, 05403.
NEIL EDWARD CALLAHAN has worked at UBS FINANCIAL SERVICES INC. since December 19, 2008
Disclosure History
NEIL EDWARD CALLAHAN has 1 Disclosure Event(s).
Date: February 06, 2009 Category: Customer Dispute Allegations: FL RESIDENT WROTE E-MAIL STATING THAT THEY WERE ASSURED BY THEIR FAS THAT THE MOST CONSERVATIVE PORTFOLIO AVALABLE FROM THE FRIM WAS IN PLACE. CLAIMS LOSSES OF $177,000 (04/28/2003-12/19/2008) Damage Amount Requested: $177,000.00
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