NEIL EDWARD GRANT

NEIL EDWARD GRANT is currently employed as a Broker and/or Investment Adviser at ROBERT W. BAIRD & CO. INCORPORATED located at 8333 Douglas Avenue, Suite 1000, DALLAS, TX, 75225.

NEIL EDWARD GRANT has worked at ROBERT W. BAIRD & CO. INCORPORATED since December 09, 2011

Disclosure History

NEIL EDWARD GRANT has 1 Disclosure Event(s).

Date: September 08, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES "NEGLIGENCE" AGAINST MR. GRANT CONCERNING HER JULY 2001 PURCHASE OF A TEXAS UTILITIES EASTERN FUNDINGS BOND.
Damage Amount Requested: $16,100.00
Settlement Amount: $16,100.00
Broker Comment: IN ORDER TO AVOID THE COST AND UNCERTAINTY OF LITIGATION AND WITHOUT ADMITTING ANY LIABILITY WHATSOEVER THE FIRM SETTLED THIS MATTER.

More Information

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