NELSON ARROYO

NELSON ARROYO is currently employed as a Broker and/or Investment Adviser at NATIONAL SECURITIES CORPORATION located at 200 SOUTH WACKER DRIVE, STE 2500, CHICAGO, IL, 60606.

NELSON ARROYO has worked at NATIONAL SECURITIES CORPORATION since June 04, 2015

Disclosure History

NELSON ARROYO has 1 Disclosure Event(s).

Date: May 01, 2010
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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