NELSON S STILES

NELSON S STILES is currently employed as a Broker and/or Investment Adviser at PLANMEMBER SECURITIES CORPORATION located at 982 BREVARD AVE #2, ROCKLEDGE, FL, 32955.

NELSON S STILES has worked at PLANMEMBER SECURITIES CORPORATION since April 25, 2013

Disclosure History

NELSON S STILES has 2 Disclosure Event(s).

Date: July 21, 2011
Category: Employment Separation After Allegations
Firm Name: PLANMEMBER SECURITIES CORPORATION
Termination Type: Discharged
Allegations: REGISTRATION DISQUALIFIED BY FLORIDA DUE TO MR. STILES' FELONY CHARGES OF FORGERY AND UTTERING FORGERY. FLORIDA STATUTES DISQUALIFY REGISTRATION FOR THESE TYPES OF CHARGES FOR A PERIOD OF 15 YEARS FROM THE DATE OF THE DISPOSITION OF THE EVENT(S).
Broker Comment: PER CONVERSATION WITH JASON TOMLINSON-FLORIDA SECURITIES DIVISION ON 7/19/2011, MR. STILES' FLORIDA REGISTRATION WAS BEING DISQUALIFIED. MR. TOMLINSON INDICATED THAT AN OFFICIAL LEGAL DISQUALIFICATION ORDER WOULD BE PREPARED AND SENT WITHIN 5 DAYS. THE FIRM AND THE REPRESENTATIVE WERE GIVEN THE OPTION TO TERMINATE MR. STILES' RELATIONSHIP WITH THE FIRM PRIOR TO THE LEGAL DISQUALIFICATION ORDER BEING ISSUED.

Date: September 11, 2000
Category: Criminal

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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