NICHOLAS J AGOSTINO

NICHOLAS J AGOSTINO is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT ADVISERS LLC located at 595 S FEDERAL HWY STE 500, BOCA RATON, FL, 33432.

NICHOLAS J AGOSTINO has worked at CETERA INVESTMENT ADVISERS LLC since June 08, 2015

NICHOLAS J AGOSTINO is also currently employed as a Broker and/or Investment Adviser at SUMMIT FINANCIAL GROUP INC located at 595 S FEDERAL HWY STE 500, BOCA RATON, FL, 33432 since August 06, 2015

NICHOLAS J AGOSTINO is also currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 595 S FEDERAL HWYSUITE 500, BOCA RATON, FL, 33432 since August 06, 2015

Disclosure History

NICHOLAS J AGOSTINO has 2 Disclosure Event(s).

Date: October 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $6,043.00
Judgment/Lien Type: Civil

Date: August 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $11,125.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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