NICHOLAS BURNS

NICHOLAS BURNS is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 3134 Kathleen Ave, Ste 120, Greensboro, NC, 27408.

NICHOLAS BURNS has worked at TD AMERITRADE, INC. since February 26, 2018

Disclosure History

NICHOLAS BURNS has 1 Disclosure Event(s).

Date: October 30, 2015
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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