NICHOLAS PAUL CARLSON

NICHOLAS PAUL CARLSON is currently employed as a Broker and/or Investment Adviser at METLIFE INVESTORS DISTRIBUTION COMPANY located at 10 SOUTH LASALLE STREET, SUITE 3350, CHICAGO, IL, 60603.

NICHOLAS PAUL CARLSON has worked at METLIFE INVESTORS DISTRIBUTION COMPANY since June 30, 2016

Disclosure History

NICHOLAS PAUL CARLSON has 1 Disclosure Event(s).

Date: April 24, 2010
Category: Criminal
Charges: THEFT-TAKE/USE/TRANSFER MOVABLE PROP-NO CONSENT
Disposition: Dismissed
Broker Comment: A WOMAN IN A BAR ASKED TO BORROW MY SHIRT. I GAVE IT TO HER AND SHE PROCEEDED TO STEAL A BAR SIGN. AFTER I SAW WHAT SHE WAS DOING, I FOLLOWED HER OUTSIDE. SHE GAVE ME THE SHIRT AND SIGN AND I WAS CHARGED WITH THEFT. I WENT TO COURT AND THE CASE WAS DISMISSED. I AM CURRENTLY WORKING ON GETTING THE CASE EXPUNGED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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