NICHOLAS JAMES COCCIO is currently employed as a Broker and/or Investment Adviser at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located at 11 Creamery Lane, Madison, CT, 06443.
NICHOLAS JAMES COCCIO has worked at RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC since April 02, 2018
Disclosure History
NICHOLAS JAMES COCCIO has 2 Disclosure Event(s).
Date: April 14, 2009 Category: Criminal Charges: DISPLAYING FRAUDULENT ID CARD Disposition: THE COURT WITHOLDS ADJUDICATION OF GUILT
Date: March 17, 2009 Category: Criminal Charges: FRAUD- UNAUTHORIZED USE OR POSS OF FRAUDULENT ID Disposition: Reduced Amended Charges: DISPLAYING FRAUDULENT ID CARD Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: THE COURT WITHHOLDS ADJUDICATION OF GUILT
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