NICHOLAS DIMITRIOU

NICHOLAS DIMITRIOU is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at PARAMUS PLAZA IV, 12 RT 17 NORTH SUITE 204, PARAMUS, NJ, 07652.

NICHOLAS DIMITRIOU has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 01, 2007

Disclosure History

NICHOLAS DIMITRIOU has 1 Disclosure Event(s).

Date: December 03, 2003
Category: Customer Dispute
Allegations: COMPLAINT ALLEGES THAT THE BROKER FAILED TO FOLLOW THE CUSTOMER'S INSTRUCTIONS REGARDING THE PURCHASE OF A FIXED ANNUITY IN APRIL 2003.
Damage Amount Requested: $12,600.00

Errors or Outdated Information?

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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