NICHOLAS JAMES DOMINI is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 200 PARK AVE, NEW YORK, NY, 10166.
NICHOLAS JAMES DOMINI has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
NICHOLAS JAMES DOMINI has 3 Disclosure Event(s).
Date: June 24, 2016 Category: Customer Dispute Allegations: The Customer's Attorney in Fact alleges that an unsuitable investment was purchased in June 2016. Settlement Amount: $106,646.22
Date: October 05, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION AND OMISSION OF MATERIAL FACTS FROM JANUARY 2003 TO OCTOBER 2012.
Date: March 01, 2006 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FA MADE UNAUTHORIZED TRADES. Damage Amount Requested: $14,777.27 Settlement Amount: $2,260.21 Broker Comment: MERRILL LYNCH SETTLED THIS MATTER.
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