NICHOLAS THOMAS GOODE

NICHOLAS THOMAS GOODE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2050 LIVERNOIS RD STE B, TROY, MI, 48083-1757.

NICHOLAS THOMAS GOODE has worked at LPL FINANCIAL LLC since March 28, 2014

Disclosure History

NICHOLAS THOMAS GOODE has 2 Disclosure Event(s).

Date: May 06, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: December 22, 2000
Category: Criminal
Charges: Controlled substance- delivery/ manufacture marijuana
Disposition: Reduced
Amended Charges: Controlled substance- possession of marijuana
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Disposed on guilty plea
Broker Comment: The felony charge in Oakland County Circuit Court was dismissed outright and not as any part of a plea agreement.The case was refiled as a misdemeanor charge and I accepted responsibility for that offense.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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