Nicholas Allen Kaplenski is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 422 NORTH HOWE STREET, SOUTHPORT, NC, 28461.
Nicholas Allen Kaplenski has worked at EDWARD JONES since September 07, 2012
Disclosure History
Nicholas Allen Kaplenski has 1 Disclosure Event(s).
Date: October 05, 2015 Category: Customer Dispute Allegations: Client alleges the liquidations of three Aviva annuities in January 2014 were unauthorized. Damage Amount Requested: $5,000.00 Settlement Amount: $20,473.00 Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $20,473.00. Financial advisor contributed to the resolution in the amount of $10,200.00.
More Information
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