NICHOLAS MCGRANE

NICHOLAS MCGRANE is currently employed as a Broker and/or Investment Adviser at BCW SECURITIES LLC located at 55 GREENS FARMS ROAD, SUITE 200, WESTPORT, CT, 06880.

NICHOLAS MCGRANE has worked at BCW SECURITIES LLC since March 04, 2014

Disclosure History

NICHOLAS MCGRANE has 1 Disclosure Event(s).

Date: April 04, 2011
Category: Financial
Type: Bankruptcy
Disposition: Satisfied/Released
Broker Comment: I WAS CEO OF THE COMPANY AND BROUGHT IT THROUGH BANKRUPTCY IN SIX MONTHS AND THE COMPANY EMERGED A STABLE COMPANY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for NICHOLAS MCGRANE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.