NICHOLAS JAMES PAOLICELLI

NICHOLAS JAMES PAOLICELLI is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 217 COOPER DRIVE EXTENSION, VERBANK, NY, 12585.

NICHOLAS JAMES PAOLICELLI has worked at NYLIFE SECURITIES LLC since December 11, 2012

Disclosure History

NICHOLAS JAMES PAOLICELLI has 2 Disclosure Event(s).

Date: November 16, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $6,316.00
Judgment/Lien Type: Civil

Date: July 28, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: THE RR FIRST BECAME AWARE ON 2/24/2013 THAT HE NEEDS TO DISCLOSE THIS MATTER ON HIS U4 FORM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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