NICK AMELI

NICK AMELI is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 4109 COAL HERITAGE ROAD, BLUEFIELD, WV, 24701-9193.

NICK AMELI has worked at NYLIFE SECURITIES LLC since May 13, 1987

Disclosure History

NICK AMELI has 1 Disclosure Event(s).

Date: June 16, 2003
Category: Customer Dispute
Allegations: WITH REGARD TO A VARIABLE ANNUITY PURCHASED IN OCTOBER OF 1997, CUSTOMER ALLEGES THAT SHE WAS NOT ADEQUATELY ADVISED OF THE ANNUITY'S LOAN FEATURE SPECIFICALLY WITH REGARD TO THE CONDITIONS FOR REPAYMENT OF THE LOAN. CUSTOMER HAS REQUESTED A REVIEW OF THE MATTER.
Damage Amount Requested: $10,000.00
Broker Comment: UPON REVIEW OF THE POLICY RECORDS AND DATA, THE COMPANY DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT CUSTOMER'S ALLEGATIONS. NO OFFER OF COMPENSATION HAD BEEN MADE TO THE CUSTOMER.

More Information

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