NICOLA DOMENICO DIPAOLO

NICOLA DOMENICO DIPAOLO is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 7000 Houston Rd Suite 9, Union, KY, 41042.

NICOLA DOMENICO DIPAOLO has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 12, 2015

Disclosure History

NICOLA DOMENICO DIPAOLO has 4 Disclosure Event(s).

Date: December 28, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Property was located in a different state and could not maintain the property.

Date: July 15, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $4,953.60
Judgment/Lien Type: Tax

Date: August 19, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $2,185.82
Judgment/Lien Type: Tax

Date: February 08, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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