NICOLE LYNNE BISSELL

NICOLE LYNNE BISSELL is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 10700 W VENTURE DRIVE, UNIT F, FRANKLIN, WI, 53132.

NICOLE LYNNE BISSELL has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

NICOLE LYNNE BISSELL has 1 Disclosure Event(s).

Date: July 10, 2017
Category: Regulatory
Initiated By: WISCONSIN DEPARTMENT OF FINANCIAL INSTITUTIONS
Allegations: STATE OF WISCONSIN HAS REVOKED INDIVIDUAL'S SECURITIES REGISTRATION ON 07/10/2017 FOR A TAX DELIQUENCY.
Resolution: RELEASED
Sanctions: NONE
Broker Comment: STATE OF WISCONSIN HAS REVOKED INDIVIDUAL'S SECURITIES REGISTRATION ON 07/10/2017 FOR A TAX DELIQUENCY. UPON RESOLUTION OF TAX ISSUE, INDIVIDUAL WILL BE ABLE TO RE-APPLY FOR REGISTRATION.***OCCUPATIONAL LICENSE CLEARED ON 7/19/2017***

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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