Nicole Leigh Fisher

Nicole Leigh Fisher is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 711 HIGH ST, DES MOINES, IA, 50392.

Nicole Leigh Fisher has worked at PRINCIPAL SECURITIES, INC. since October 27, 2017

Disclosure History

Nicole Leigh Fisher has 1 Disclosure Event(s).

Date: August 23, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $620.57
Judgment/Lien Type: Civil
Broker Comment: Verbal agreements with ex-husband for payments on account not honored.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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