NICOLE MARIE WORTSMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 16949 US HWY 441, MOUNT DORA, FL, 32757.
NICOLE MARIE WORTSMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since November 11, 2011
NICOLE MARIE WORTSMAN has 1 Disclosure Event(s).Date: September 01, 2011
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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