NILES MAYNARD MILLER

NILES MAYNARD MILLER is currently employed as a Broker and/or Investment Adviser at SECURITIES SERVICE NETWORK, LLC located at 225 SCHILLING CIRCLE, SUITE 255, HUNT VALLEY, MD, 21031.

NILES MAYNARD MILLER has worked at SECURITIES SERVICE NETWORK, LLC since July 11, 2016

Disclosure History

NILES MAYNARD MILLER has 2 Disclosure Event(s).

Date: July 08, 2013
Category: Customer Dispute
Allegations: THE CLIENT SUBMITTED A COMPLAINT THROUGH THE PA ATTORNEY GENERAL STATING HE HAD $127,000, RECEIVED $64,000 AND ALLEGED THE REP REMOVED THE MONEY FOR HIMSELF.
Damage Amount Requested: $64,000.00
Broker Comment: THE CLIENT NOTES THAT HE HAD INVESTED $127,000 WITH THIS REP'S PREDECESSOR, THIS REP DENIES EVER HAVING MORE THAN THE $64,000 AND THE CUSTOMER ACKNOWLEDGES RECEIVING FROM DISTRIBUTIONS. THE REP DENIED THE ALLEGATIONS IN HIS LETTER TO THE BUREAU OF CONSUMER PROTECTION DATED JULY 26, 2015.

Date: February 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Individual was a co-signer on a car loan for grandson. The car loan incurred a default and a compromised amount was paid by Niles Miller

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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