NORBERT YUCHIU CHEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 12021 WENDY ST, CERRITOS, CA, 90703-7550.
NORBERT YUCHIU CHEN has worked at LPL FINANCIAL LLC since April 07, 2004
Disclosure History
NORBERT YUCHIU CHEN has 1 Disclosure Event(s).
Date: May 18, 2017 Category: Customer Dispute Allegations: CUSTOMER COMPLAINED THAT REPRESENTATIVE HAD PROVIDED INCORRECT INFORMATION ABOUT WHETHER WITHDRAWAL FROM VARIABLE ANNUITY WOULD BE TAXABLE INCOME, AND ALSO COMPLAINED ABOUT REDUCTION IN VARIABLE ANNUITY DEATH BENEFIT. CUSTOMER STATED THAT HE REQUESTS FAIR COMPENSATION FOR THESE CIRCUMSTANCES. ACTIVITY DATE 8/17/16.
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