Norbert Todd Endl

Norbert Todd Endl is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 17270 INTERSTATE 30, BENTON, AR, 72019.

Norbert Todd Endl has worked at EDWARD JONES since June 13, 2013

Disclosure History

Norbert Todd Endl has 1 Disclosure Event(s).

Date: April 11, 2016
Category: Customer Dispute
Allegations: The client indicates the financial advisor provided a poor recommendation in May 2015 when he recommended the client sell his equity securities to purchase mutual funds.
Damage Amount Requested: $5,000.00
Broker Comment: After completion of the firm's investigation into the client's allegations, claim was denied.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Norbert Todd Endl, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.