NORMAN MCINNIS NICOLSON is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 3600 SPRINGHILL BUSINESS PARK, MOBILE, AL, 36608.
NORMAN MCINNIS NICOLSON has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since July 07, 2015
Disclosure History
NORMAN MCINNIS NICOLSON has 1 Disclosure Event(s).
Date: November 16, 2009 Category: Customer Dispute Allegations: COMPLAINANT ALLEGES THAT REP SOLD HIM AN UNSUITABLE SECURITY AND OMITTED MATERIAL INFORMATION IN JULY OF 2007. Damage Amount Requested: $24,990.00 Broker Comment: FIRM WROTE CUSTOMER QUITE SOME TIME AGO AND DENIED ALL OF THE ALLEGATIONS IN HIS COMPLAINT. HAVING HEARD NOTHING FURTHER FROM THE CUSTOMER, FIRM DEEMED THE MATTER CLOSED.
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