NORMAN DOUGLAS PERREAULT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 101 O'BRANNAN PARK DRIVE, DOTHAN, AL, 36303.
NORMAN DOUGLAS PERREAULT has worked at MORGAN STANLEY since April 12, 2013
Disclosure History
NORMAN DOUGLAS PERREAULT has 3 Disclosure Event(s).
Date: January 06, 2016 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT HIS FA FAILED TO LIQUIDATE HIS PORTFOLIO WHEN IT FELL TO A LEVEL OF $1,500,000 AS THEY HAD AGREED. DAMAGES UNSPECIFIED. AUGUST-SEPTEMBER 2015 Settlement Amount: $81,672.51
Date: November 03, 1987 Category: Regulatory
Date: November 01, 1984 Category: Customer Dispute Allegations: THE ALLEGATIONS INCLUDE FRAUD AND NATURAL OMISSIONS. Damage Amount Requested: $1,700,000.00 Settlement Amount: $105,000.00 Broker Comment: IN 1985 I SERVED AS ONE OF THREE GENERAL PARTNERS IN A PARTNERSHIP KNOWN AS MAIN PLACE FINANCIAL GROUP. AN UNRELATED THIRD PARTYWRONGFULLY TOOK MOST OF THE PARTNERSHIP'S MONEY. I AND THE OTHER GENERAL PARTNERS DISCOVERED THIS FACT AND REPORTED IT TO THEAPPROPRIATE REGULATORY BODIES. WE HAD FORMED THE PARTNERSHIP UNDER THE COUNSEL OF A WELL-KNOWN SECURITIES ATTORNEY.
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