O KERMIT NULL

O KERMIT NULL is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 75 FRONTIER LANE, HURRICANE, WV, 25526.

O KERMIT NULL has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 18, 2011

Disclosure History

O KERMIT NULL has 1 Disclosure Event(s).

Date: August 19, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: RR HAD TO FILE BANKRUPTCY DUE TO YEARS OF ONGOING MEDICAL ISSUES. RR AND WIFE HAVE AVERAGED FOUR DOCTOR'S APPOINTMENTS PER WEEK FOR THE LAST FOUR YEARS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for O KERMIT NULL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.