OMAR SALADIN SEDA is currently employed as a Broker and/or Investment Adviser at WOODSTOCK FINANCIAL GROUP, INC. located at 100 Squire Rd, Columbia, SC, 29223.
OMAR SALADIN SEDA has worked at WOODSTOCK FINANCIAL GROUP, INC. since May 14, 2015
OMAR SALADIN SEDA has 3 Disclosure Event(s).
Date: October 10, 2015 Category: Customer Dispute Allegations: Customer alleges that account document establishing and funding account were forged Damage Amount Requested: $220.00 Settlement Amount: $370.00
Date: May 07, 2010 Category: Employment Separation After Allegations Firm Name: SWS FINANCIAL SERVICES Termination Type: Discharged Allegations: FAILED TO NOTIFY SWS FINANCIAL SERVICES THAT HE WAS THE SUBJECT OF AN ONGOING INTERNAL INVESTIGATION BY HIS FORMER FIRM.
Date: March 11, 2010 Category: Employment Separation After Allegations Firm Name: WALLSTREET*E FINANCIAL SERVICES Termination Type: Voluntary Resignation Allegations: MR. SEDA WAS FOUND TO HAVE UNAUTHORIZED AND UNAPPROVED ADVERTISING AND OUTSIDE BUSINESS ACTIVITIES. AN AUDIT WAS CONDUCTED ON MR. SEDA'S OFFICE WITH THE REQUEST OF INFORMATION. MR. SEDA RESIGNED FROM THE FIRM WHILE THE AUDIT WAS BEING CONDUCTED. Broker Comment: MR. SEDA WAS FOUND TO HAVE UNAUTHORIZED AND UNAPPROVED ADVERTISING AND OUTSIDE BUSINESS ACTIVITIES. AN AUDIT WAS CONDUCTED ON MR. SEDA'S OFFICE WITH THE REQUEST OF INFORMATION. MR. SEDA RESIGNED FROM THE FIRM WHILE THE AUDIT WAS BEING CONDUCTED. THE REVIEW OF MATERIALS IS CURRENTLY UNDERWAY AS MR. SEDA PROVIDED COPIES ON 4/7/2010.
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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