ONILDA TANYRA LOPEZ

ONILDA TANYRA LOPEZ is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2195 E RIVER RD, [SA-RBO], TUCSON, AZ, 85718.

ONILDA TANYRA LOPEZ has worked at WELLS FARGO CLEARING SERVICES, LLC since August 28, 2017

Disclosure History

ONILDA TANYRA LOPEZ has 3 Disclosure Event(s).

Date: May 06, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: As soon as I got my job and got back on my feet paid off balance

Date: February 06, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Settled Amount $678I lost my job and during the time I lost my job I had big custody case with my ex-husband for my daughter. Court fees were over 7500 at that time that was top priority.

Date: July 01, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: Settlement amount $421Soon as I got job back and got things straighten out. I called and paid off account. My intensions were to pay off when I had chance.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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