ORVILLE NICHOLAS LONNEMAN is currently employed as a Broker and/or Investment Adviser at GARDNER FINANCIAL SERVICES, INC. located at 4705 SOUTH ARDEN AVENUE, SIOUX FALLS, SD, 57103.
ORVILLE NICHOLAS LONNEMAN has worked at GARDNER FINANCIAL SERVICES, INC. since January 19, 1993
Disclosure History
ORVILLE NICHOLAS LONNEMAN has 1 Disclosure Event(s).
Date: June 16, 1971 Category: Regulatory Initiated By: STATE OF MINNESOTA DEPARTMENT OF COMMERCESECURITIES DIVISION Allegations: SECURITIES AGENT'S LICENSE WAS ISSUED INERROR TO ORVILLE N. LONNEMAN BECAUSE I WAS NOT A RESIDENT OFTHE STATE OF MINNESOTA, AND TO REPRESENT LAKE HAVASU ESTATES ANISSUER, I HAD TO BE A RESIDENT. Resolution: Decision SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: REVOCATION OF LICENSE Broker Comment: ORVILLE N. LONNEMAN APPLIED FOR AND WAS GRANTED ASECURITIES AGENT'S LICENSE FOR A PERIOD STARTING 5/26/71 ANDENDING 5/25/72. ORVILLE N. LONNEMAN WAS LICENSED AS ASECURITIES AGENT FOR LAKE HAVASU ESTATES AN ISSURER: AND IT NOWAPPEARS TO THE COMMISSIONER OF SECURITIES THAT ORVILLELONNEMAN'S LICENSE WAS ISSUED IN ERROR. MINNESOTA REQUIRES THATAN AGENT OF AN ISSUER SHALL HAVE RESIDED IN THE STATE OFMINNESOTA FOR ONE YEAR IMMEDIATELY PRIOR TO MAKING APPLICATION,AND BASED ON THE INFORMATION DISCLOSED IN THE LICENSEOF THE STATE OF MINNESOTA. SEE COPY OF ATTACHED ORDER OFSUSPENSION AND TO SHOW CAUSE.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ORVILLE NICHOLAS LONNEMAN, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.