Osvaldo Cruz Cintron

Osvaldo Cruz Cintron is currently employed as a Broker and/or Investment Adviser at KOVACK SECURITIES INC. located at 1250 Ponce De Leon Avenue, Suite 900, San Juan, PR, 00907.

Osvaldo Cruz Cintron has worked at KOVACK SECURITIES INC. since June 01, 2018

Disclosure History

Osvaldo Cruz Cintron has 1 Disclosure Event(s).

Date: April 02, 2009
Category: Customer Dispute
Allegations: COMPLAINANT ALLEGES FACTS AND FEATURES OF THE PRODUCT HE WAS SOLD WERE MISREPRESENTED AND THAT HE WAS GUARANTEED NO PRINCIPLE LOSS.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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