OTTMAR PAUL WISCHKI

OTTMAR PAUL WISCHKI is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 4640 E SUNRISE DR, TUCSON, AZ, 85718.

OTTMAR PAUL WISCHKI has worked at THRIVENT INVESTMENT MANAGEMENT INC. since August 07, 2013

Disclosure History

OTTMAR PAUL WISCHKI has 2 Disclosure Event(s).

Date: June 02, 2015
Category: Regulatory
Initiated By: INSURANCE COMMISSIONER OF THE STATE OF CALIFORNIA
Allegations: CA DEPT OF INSURANCE DENIED RR'S APPLICATION FOR AN INSURANCE LICENSE BASED UPON HIS CONVICTIONS FOR TWO MISDEMEANORS UNRELATED TO FINANCIAL SERVICES. RR WAS APPROVED FOR A RESTRICTED INSURANCE LICENSE BUT DECLINED TO BECOME LICENSED.
Resolution: Order SanctionDetails:
Sanctions: Denial

Date: May 08, 2010
Category: Criminal
Charges: AGGRAVATED ASSAULT W/ DEADLY WEAPON
Disposition: Dismissed
Broker Comment: THIS INCIDENT OCCURED WHEN A DRIVER BEHIND ME HAD ROAD RAGE BECAUSE I WAS DRIVING SLOWLY IN A RESIDENTIAL NEIGHBOROOD. HE ENDED UP CALLING POLICE AND TELING THEM I HAD A WEAPON AND WENT AFTER HIM. HE WAS AN EX-POLICE AND THEY ARRESTED ME FOR THE CHARGE. NO WEAPON WAS PRESENT OR IN THE VEHICLE AND I WAS RELEASED BECAUSE OF NO LIKELYHOOD OF ANY CONVICTION. DO TO THIS, THERE WILL ALWAYS BE AN ARREST RECORD EVEN THOUGH NO CHARGE WAS EVER OFFICIALY CHARGE BEYOND THE ARREST "CHARGE" THAT WAS USED THAT MORNING.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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