OWEN CHARLES MCBRIDE

OWEN CHARLES MCBRIDE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 600 SUPERIOR AVE E. - 27TH FLOOR, CLEVELAND, OH, 44114.

OWEN CHARLES MCBRIDE has worked at UBS FINANCIAL SERVICES INC. since June 10, 1993

Disclosure History

OWEN CHARLES MCBRIDE has 2 Disclosure Event(s).

Date: May 29, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES AN OVERCONCENTRATION IN HIS ACCOUNTS OF TECHNOLOGY RELATED STOCKS. IN ADDITION, CUSTOMER RAISES AN ALLEGATION OF AN UNAUTHORIZED TRADE MADE IN THE ACCOUNT. DAMAGES ESTIMATED TO EXCEED $5000. TIME PERIOD: 2000 - 2002

Date: September 19, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGES FA MISREPRESENTED THE AMOUNT OF INCOME HER INVESTMENTS WOULD PRODUCE. ALLEGED DAMAGES: ESTIMATED TO EXCEED $5,000. TIME PERIOD: 2/01-PRESENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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