PABLO DIATEL

PABLO DIATEL is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1100-1800 AMERICAN BLVD, CENTRAL BUSINESS REVIEW UNIT, PENNINGTON, NJ, 08534.

PABLO DIATEL has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 14, 2013

Disclosure History

PABLO DIATEL has 3 Disclosure Event(s).

Date: August 10, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: 60 month payment plan in place towards settlement amount.

Date: August 10, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: 60 month payment plan in place towards settlement amount.

Date: August 10, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: 60 month payment plan in place towards settlement amount.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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