PAMELA HANSEN ALFRED

PAMELA HANSEN ALFRED is currently employed as a Broker and/or Investment Adviser at STATE FARM VP MANAGEMENT CORP. located at 2817 10TH AVE. SOUTH, GREAT FALLS, MT, 59405.

PAMELA HANSEN ALFRED has worked at STATE FARM VP MANAGEMENT CORP. since April 27, 1998

Disclosure History

PAMELA HANSEN ALFRED has 1 Disclosure Event(s).

Date: June 26, 2012
Category: Regulatory
Initiated By: MONTANA DIVISION OF BANKING AND FINANCIAL INSTITUTIONS
Allegations: ALLEGATIONS MADE INDIVIDUAL TOOK RESIDENTIAL MORTGAGE LOAN APPLICATIONS WITHOUT PROPER LICENSING AND GAVE A DISCLOSURE FORM TO APPLICANTS THAT WAS NOT SUNSTANTIALLY SIMILAR TO THE STATE STATUTORY FORM.
Resolution: Order SanctionDetails:
Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails:
Amount: $1,500.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for PAMELA HANSEN ALFRED, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.