PAMELA ANDREWS DRIVER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at Water Tower Hill, 105 West View Rd., 5th Floor, Colchester, VT, 05446.
PAMELA ANDREWS DRIVER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
PAMELA ANDREWS DRIVER has 2 Disclosure Event(s).
Date: August 09, 2011 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS REGARDING MARGIN USE IN TRUST ACCOUNTS AND PARTICIPATION IN THE TRUSTEE'S CONVERSION OF FUNDS. COMPENSATORY DAMAGES ARE NOT SPECIFIED. Settlement Amount: $175,000.00 Broker Comment: IN MID-2007, I VOLUNTARILY LEFT MY FORMER FIRM, MERRILL LYNCH, TO PURSUE A BETTER OPPORTUNITY. THEREAFTER, THIS CASE WAS COMMENCED WITH ALLEGATIONS THAT DECISIONS MADE AT MERRILL LYNCH CAUSED THE APPLICABLE TRUSTS' VALUES TO DECLINE IN THE AFTERMATH OF THE GLOBAL RECESSION BEGINNING IN THE FALL 2008. I SPECIFICALLY DENY ANY AND ALL WRONGDOING IN THE MATTER AND BELIEVE THE SETTLEMENT TO BE THE RESULT OF A BUSINESS DECISION BY MY FORMER EMPLOYER, MERRILL LYNCH. THIS MATTER WAS SETTLED BY MSSB ON 3/7/12 FOR $10,000.
Date: May 22, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGES FAILURE TO PLACE STOP-LOSS ORDER. Damage Amount Requested: $300,000.00
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