PAMELA JEAN ESSEX is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at ONE EASTON OVAL, STE 520, COLUMBUS, OH, 43219.
PAMELA JEAN ESSEX has worked at WELLS FARGO CLEARING SERVICES, LLC since February 16, 2011
Disclosure History
PAMELA JEAN ESSEX has 2 Disclosure Event(s).
Date: March 26, 2013 Category: Customer Dispute Allegations: CLIENT ALLEGED THROUGH COUNSEL THAT THE ANNUITY HE PURCHASED IN MAY 2005 WAS UNSUITABLE. Broker Comment: TAKING INTO ACCOUNT THE FUNDS THE CLIENT REMOVED FROM THE ANNUITY THROUGH ALLOWED WITHDRAWALS SINCE THE PURCHASE IN 2005, THE CLIENT MADE MONEY DURING THE EIGHT (8) YEARS THE CLIENT HELD THIS PRODUCT. THIS CLIENT HAS NOT BEEN A CLIENT OF MCDONALD INVESTMENTS SINCE DECEMBER 31, 2006.
Date: March 06, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGED UNAUTHORIZED TRADES WERE MADE IN CUSTOMER'S ACCOUNT. Damage Amount Requested: $7,500.00 Settlement Amount: $7,500.00 Broker Comment: MCDONALD INVESTMENTS DENIED THESE ALLEGATIONS. SETTLEMENT WAS MADE TO COVER ATTORNEY FEES FOR CUSTOMER.
More Information
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