PAMELA KAY MCKENZIE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 19112 GRIDLEY RD. STE 215, CERRITOS, CA, 90703.
PAMELA KAY MCKENZIE has worked at LPL FINANCIAL LLC since November 07, 2016
Disclosure History
PAMELA KAY MCKENZIE has 2 Disclosure Event(s).
Date: March 13, 2015 Category: Financial Type: Bankruptcy
Date: November 26, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT RR INVESTED HIS FUNDS IN A MONEY MARKET MUTUAL FUND WITHOUT HIS PERMISSION. Damage Amount Requested: $51,000.00 Broker Comment: THE FIRM'S INVESTIGATION FOUND NO EVIDENCE TO SUPPORT THE ALLEGATION.
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