PAMELA ROGERS

PAMELA ROGERS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 241 FORSGATE DRIVE, STE 102, JAMESBURG, NJ, 08831.

PAMELA ROGERS has worked at PFS INVESTMENTS INC. since January 21, 2016

Disclosure History

PAMELA ROGERS has 3 Disclosure Event(s).

Date: October 10, 1996
Category: Judgment / Lien
Judgment/Lien Amount: $1,670.00
Judgment/Lien Type: Civil
Broker Comment: FINRA DISCLOSURE REVIEW PROJECT

Date: April 09, 1995
Category: Criminal
Charges: SHOPLIFTING
Disposition: Convicted
Broker Comment: N/A

Date: March 21, 1991
Category: Criminal
Charges: SHOPLIFTING
Disposition: Pled guilty
Broker Comment: N/A

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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