PARALEE JO PARSONS

PARALEE JO PARSONS is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3541 S LAFOUNTAIN ST, KOKOMO, IN, 46902.

PARALEE JO PARSONS has worked at PFS INVESTMENTS INC. since September 29, 1995

Disclosure History

PARALEE JO PARSONS has 2 Disclosure Event(s).

Date: November 15, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: HAD A ACCIDENT & FELL WAY BEHIND ON OUR DEBT AND HAD LARGE MEDICAL BILLS. WAS NOT ABLE TO WORK FOR A PERIOD OF TIME. DEBT OUT OF CONTROL.

Date: March 02, 2006
Category: Customer Dispute
Allegations: CUSTOMER SAYS THAT SHE WAS MISINFORMED ABOUT THE TAX LIABILITY SHE WOULD INCUR WHEN SHE TRANSFERRED HER ACCOUNT TO PFS INVESTMENTS.
Damage Amount Requested: $24,000.00
Settlement Amount: $6,317.86

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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