PATRICIA JENSEN CARNOVALE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4400 E BROADWAY BLVD, STE 712, TUCSON, AZ, 85711-3556.
PATRICIA JENSEN CARNOVALE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 30, 1996
Disclosure History
PATRICIA JENSEN CARNOVALE has 2 Disclosure Event(s).
Date: September 20, 2013 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THE VARIABLE ANNUITIES PURCHASED IN NOVEMBER 2010, OCTOBER 2011 AND JANUARY 2012 WERE MISREPRESENTED. Damage Amount Requested: $8,884.20 Settlement Amount: $7,133.59
Date: November 28, 2003 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT IN SEPTEMBER 2000 HIS RETIREMENT ASSETS WERE NOT SUITABLY INVESTED BY AEFA AND HIS ADVISORS. CLAIMANT FURTHER MAKES CLAIMS OF BREACH OF FIDUCIARY DUTY, MISREPRESENTATION, FRAUD, NEGLIGENCE AND FAILURE TO SUPERVISE. CLAIMANT REQUESTS DAMAGES OF AT LEAST $315,390.00. Damage Amount Requested: $315,390.00 Settlement Amount: $145,000.00 Broker Comment: THE PARTIES CHOSE TO SETTLE THIS MATTER IN ORDER TO AVOID THE COSTS ASSOCIATED WITH ARBITRATION. I WAS DISMISSED FROM THE CASE AS PART OF THE SETTLEMENT AND I CONTRIBUTED NOTHING TO THE SETTLEMENT AMOUNT.
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