Patricia Ellen Del Bene is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 10 WINDSORMERE WAY STE 200, Oviedo, FL, 32765.
Patricia Ellen Del Bene has worked at EDWARD JONES since August 11, 2011
Disclosure History
Patricia Ellen Del Bene has 2 Disclosure Event(s).
Date: April 30, 2018 Category: Customer Dispute Allegations: The client alleges that the financial advisor provided poor advice regarding the sale of Facebook and purchase of Amazon. Damage Amount Requested: $6,300.00 Broker Comment: After completion of the firm's investigation into the client's allegations, the claim was denied.
Date: March 21, 2017 Category: Customer Dispute Allegations: Client alleges the financial advisor provided poor advice in August of 2014 regarding the death benefit option on the Allianz MasterDex 10 Plus annuity which created tax consequences for a five year period. Damage Amount Requested: $5,000.00 Broker Comment: After completion of the firm's investigation into client's allegations, claim was denied.
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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