PATRICIA ELLEN SELIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1801 NORTH MILITARY TRAIL, SUITE 300, BOCA RATON, FL, 33431.
PATRICIA ELLEN SELIN has worked at MORGAN STANLEY since July 30, 2010
PATRICIA ELLEN SELIN has 2 Disclosure Event(s).
Date: January 11, 2011 Category: Customer Dispute Allegations: CLAIMANT, A RESIDENT OF WASHINGTON, DC, ALLEGES BETWEEN FEBRUARY 2007 AND OCTOBER 2008 FA FAILED TO FOLLOW HER INSTRUCTIONS AND MADE MISREPRESENTATIONS REGARDING THE PURCHASE OF CLOSED-END FUNDS. CLAIMANT IS REQUESTING DAMAGES OF $189,784.20. Damage Amount Requested: $189,784.20 Settlement Amount: $30,000.00 Broker Comment: FA WAS NOT A NAMED RESPONDENT IN THIS CASE, AND STATES WELLS FARGO DECIDED TO SETTLE THIS MATTER TO AVOID EXPENSES OF ARBITRATION. WELLS FARGO DECIDED TO SETTLE WITHOUT ADMITTING LIABILITY. FA IS ADAMANT THAT THIS CLAIM IS COMPLETELY UNJUST, AND DOES NOT ADMIT TO ANY WRONGDOING ON HER PART. FA DID NOT TO CONTRIBUTE TO THE SETTLEMENT, AS SHE WAS NOT A PARTY TO THE CLAIM
Date: January 09, 2003 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY, FRAUD AND BREACH OF CONTRACT. ALLEGED TIME FRAME:05/01/1997 -11/26/1997. A HEARING WAS HELD IN BOCA RATON IN 09/02, THE PANEL DISMISSED THE CLAIM IN ENTIRETY WITHOUT PREJUDICE. THE CLAIMANTS REFILED THE STATEMENT OF CLAIM, WHICH WAS RECEIVED ON 1/09/03. (SSB) Damage Amount Requested: $335,000.00 Damages Granted: $116,665.00
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