PATRICK WILLIAM ALBRECHT

PATRICK WILLIAM ALBRECHT is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 1931 PINE TREE DRIVE, PRESCOTT, AZ, 86303.

PATRICK WILLIAM ALBRECHT has worked at CALTON & ASSOCIATES, INC. since May 10, 2002

Disclosure History

PATRICK WILLIAM ALBRECHT has 2 Disclosure Event(s).

Date: April 07, 2006
Category: Customer Dispute
Allegations: ICON LP7 IS NOT MAKING DISTRIBUTIONS
Damage Amount Requested: $10,000.00

Date: November 17, 2004
Category: Customer Dispute
Allegations: SUITABILITY, BREACH OF FIDUCIARY DUTIES, NEGLIGENT SUPERVISION - CLAIMANT WAS UNHAPPY WITH THE UNTIMELY LIQUIDATION OF ASSETS
Damage Amount Requested: $160,000.00
Settlement Amount: $35,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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