PATRICK ALDINGTON BEACH

PATRICK ALDINGTON BEACH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2315 W ARBORS DR STE 205, CHARLOTTE, NC, 28262.

PATRICK ALDINGTON BEACH has worked at LPL FINANCIAL LLC since November 29, 2017

Disclosure History

PATRICK ALDINGTON BEACH has 2 Disclosure Event(s).

Date: November 01, 2006
Category: Customer Dispute
Allegations: MISREPRESENTATION OF A VARIABLE ANNUITY
Damage Amount Requested: $55,000.00
Settlement Amount: $55,000.00

Date: November 01, 2006
Category: Customer Dispute
Allegations: MISREPRESENTATION OF A VARIABLE ANNUITY
Damage Amount Requested: $50,000.00
Settlement Amount: $50,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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