PATRICK JOSEPH BUETTNER

PATRICK JOSEPH BUETTNER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 6245 SHERIDAN DR, WILLIAMSVILLE, NY, 14221.

PATRICK JOSEPH BUETTNER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 08, 2006

Disclosure History

PATRICK JOSEPH BUETTNER has 1 Disclosure Event(s).

Date: March 25, 2004
Category: Customer Dispute
Allegations: ALLEGED UNSUITABILITY
Damage Amount Requested: $50,000.00 Damages Granted: $30,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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