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PATRICK JAMES DIGGINS

PATRICK JAMES DIGGINS is currently employed as a Broker and/or Investment Adviser at WALL STREET ACCESS located at 766 SHREWSBURY AVENUE, TINTON FALLS, NJ, 07724.

PATRICK JAMES DIGGINS has worked at WALL STREET ACCESS since January 23, 2014

Disclosure History

PATRICK JAMES DIGGINS has 5 Disclosure Event(s).

Date: June 16, 2017
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 19, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $1,661.00
Judgment/Lien Type: Civil

Date: December 19, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $4,851.00
Judgment/Lien Type: Civil

Date: July 19, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $5,080.00
Judgment/Lien Type: Civil

Date: December 23, 1998
Category: Judgment / Lien
Judgment/Lien Amount: $962.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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