PATRICK WILLIAM HERKERT

PATRICK WILLIAM HERKERT is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at W67 N222 EVERGREEN BLVD, SUITE 204, CEDARBURG, WI, 53012.

PATRICK WILLIAM HERKERT has worked at WOODBURY FINANCIAL SERVICES, INC. since January 13, 2012

Disclosure History

PATRICK WILLIAM HERKERT has 1 Disclosure Event(s).

Date: November 23, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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